-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QiD7mW/OiBd3VidXpGxYNx08V9gLdMdIoQHPN0Gr7PqVrLqbP9ArI/s316r/wh68 SAWLVr4KXmqRL1vDbCvc5A== 0000891554-97-001012.txt : 19971103 0000891554-97-001012.hdr.sgml : 19971103 ACCESSION NUMBER: 0000891554-97-001012 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971031 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCP POOL CORP CENTRAL INDEX KEY: 0000945841 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISC DURABLE GOODS [5090] IRS NUMBER: 363926337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-46743 FILM NUMBER: 97705597 BUSINESS ADDRESS: STREET 1: 128 NORTHPARK BLVD CITY: COVINGTON STATE: LA ZIP: 70433 BUSINESS PHONE: 5048925521 MAIL ADDRESS: STREET 1: 128 NORTHPARK BLVD CITY: COVINGTON STATE: LA ZIP: 70433 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WYNNEFIELD PARTNERS SMALL CAP VALUE LP CENTRAL INDEX KEY: 0000899083 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133688497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 4720 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 2127600814 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 4720 CITY: NEW YORK STATE: NY ZIP: 10119 SC 13D/A 1 AMENDMENT TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Amendment No. 1 to SCHEDULE 13D Under the Securities Exchange Act of 1934 SCP Pool Corporation (Name of Issuer) Common Stock, Par Value $.001 Per Share (Title of Class of Securities) 784028102 (CUSIP Number) Joshua Landes, Wynnefield Partners Small Cap Value, L.P. One Penn Plaza, Suite 4720, New York, New York 10119, (212) 760-0814 and Jesse R. Meer, Esq. Berlack, Israels & Liberman, LLP, 120 West 45th Street, New York, N.Y. 10036, (212) 704-0100 (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) October 14, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-I(b)(3) or (4), check the following box |_|. Check the following box if a fee is being paid with the statement |_|. (A fee is not required only if the reporting person (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.)
Amendment No. 1 to SCHEDULE 13D - -------------------------------------------------------- ----------------------------------------------------- CUSIP No. 784028102 Page 2 of 4 Pages - -------------------------------------------------------- ----------------------------------------------------- --------- ------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Wynnefield Partners Small Cap Value, L. P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 13-3688497 --------- ------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_|. --------- ------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY --------- ------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC --------- ------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS (2)(d) or (e) |_| --------- ------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OR ORGANIZATION Delaware ------------------------------------- -------- ------------------------------------------------------------------------------------ 7 NUMBER OF SOLE VOTING POWER SHARES BENEFICIALLY 307,750 OWNED BY EACH REPORTING PERSON WITH -------- ---------------------------------------------------------------------------------------------- 8 SHARED VOTING POWER None -------- ---------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 307,750 -------- ---------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER None --------- ------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 307,750 shares --------- ------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| --------- ------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.74 --------- ------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN --------- -------------------------------------------------------------------------------------------------------------------------
Amendment No. 1 to SCHEDULE 13D Item 1. Security and Issuer. This statement relates to shares of the common stock, par value $.001 per share, of SCP Pool Corporation (the "Issuer"). The Issuer's principal executive offices are located at 128 Northpark Boulevard, Covington, Louisiana 70433-5070. Item 2. Identity and Background. This statement is being filed by Wynnefield Partners Small Cap Value, L.P., a limited partnership formed under the laws of the State of Delaware (the "Partnership"). The principal business of the Partnership is investments, and the address of its principal offices is One Penn Plaza, Suite 4720, New York, New York 10119. Wynnefield Capital Management, LLC, a New York limited liability company ("WCM"), is the general partner of the Partnership, and Nelson Obus, Joshua Landes and Robert Melnick are the managing members of WCM, and their principal business address is the same as the Partnership's. The principal occupations of Messrs. Obus, Landes and Melnick are acting as the managing members of WCM, the general partner of the Partnership, and managing its investments. During the past five years, neither the Partnership, WCM, Mr. Obus, Mr. Landes nor Mr. Melnick (a) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (b) has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, as a result of which it or he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Messrs. Obus, Landes and Melnick are citizens of the United States. Item 3. Source and Amount of Funds or Other Consideration. Not applicable. Item 4. Purpose of Transaction. Not applicable. Item 5. Interest in Securities of the Issuer. On September 16, 1997, September 17, 1997 and September 19, 1997, the Partnership (and a related partnership) sold 5,000 shares, 4,200 shares and 12,500 shares, respectively, of common stock of the Issuer, resulting in a balance of 222,500 shares of common stock of the Issuer held by the Partnership (and the related partnership) as of September 29, 1997, the effective date of a three-for-two stock split of the Issuer's common stock. After giving effect to such split and to the sales by the Partnership (and the related partnership) of 11,000 shares on September 30, 1997, 5,000 shares on October 13, 1997, and 10,000 shares on October 14, 1997, the Partnership (and the related partnership) now own a total of 307,750 shares of the common stock of the Issuer (the "Securities"). The Securities represent approximately 4.74% of the common stock of the Issuer outstanding as of September 30, 1997, based on the Issuer's most recent quarterly report on Form 10-Q. Messrs. Obus, Landes and Melnick, the managing members of WCM the general partner of the Partnership, (a) have the sole power to vote, or to direct the vote, or to direct the sale or other disposition of, the Securities held by the Partnership; and (b) have the sole power to receive or to direct the receipt of the proceeds from the sale of the Securities, or any dividends paid with respect to the Securities held by the Partnership. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Neither the Partnership, WCM, Mr. Obus, Mr. Landes nor Mr. Melnick has any contracts, arrangements, understandings or relationships (legal or otherwise) with respect to the Securities. None of the Securities is pledged or otherwise subject to a contingency, the occurrence of which would give another person voting or investment power over the Securities. Item 7. Material to be Filed as Exhibits. None SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. October 30, 1997 (Date) WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. By: Wynnefield Capital Management, LLC, General Partner By: /s/ JOSHUA LANDES (Signature) Joshua Landes, Managing Member (Name/Title) 4 -----END PRIVACY-ENHANCED MESSAGE-----